Proceedings of the 2nd International Conference on Judicial, Administrative and Humanitarian Problems of State Structures and Economic Subjects (JAHP 2017)

Research on Issues of Legal Supervision on Deal on Credit

Authors
Fuling Ding
Corresponding Author
Fuling Ding
Available Online September 2017.
DOI
10.2991/jahp-17.2017.36How to use a DOI?
Keywords
margin trading; legal nature of guarantee; administrative supervision measures; investor eligibility
Abstract

Deal on credit, namely margin trading has developed rapidly in recent years, which serves as an opportunity and a challenge for the capital market in China. Although the State Council, China Securities Regulatory Commission, and the exchange made a series of institutional arrangements for margin trading, deal on credit is still a new thing for the capital market in China since there are still some problems in construction of legal system and responsibility system of supervision on deal on credit. Based on the supervision practice of deal on credit in China, this paper proposes that we should treat the view of "non-administrative penalty administrative supervision measures" and administrative responsibility cannot replace civil liability. It also puts forward the measures and suggestions to complete the supervision on deal on credit from the level of legal rules and administrative responsibility, so as to improve the effectiveness of supervision and maintain the sound and stable development of capital market in China.

Copyright
© 2017, the Authors. Published by Atlantis Press.
Open Access
This is an open access article distributed under the CC BY-NC license (http://creativecommons.org/licenses/by-nc/4.0/).

Download article (PDF)

Volume Title
Proceedings of the 2nd International Conference on Judicial, Administrative and Humanitarian Problems of State Structures and Economic Subjects (JAHP 2017)
Series
Advances in Social Science, Education and Humanities Research
Publication Date
September 2017
ISBN
978-94-6252-389-0
ISSN
2352-5398
DOI
10.2991/jahp-17.2017.36How to use a DOI?
Copyright
© 2017, the Authors. Published by Atlantis Press.
Open Access
This is an open access article distributed under the CC BY-NC license (http://creativecommons.org/licenses/by-nc/4.0/).

Cite this article

TY  - CONF
AU  - Fuling Ding
PY  - 2017/09
DA  - 2017/09
TI  - Research on Issues of Legal Supervision on Deal on Credit
BT  - Proceedings of the 2nd International Conference on Judicial, Administrative and Humanitarian Problems of State Structures and Economic Subjects (JAHP 2017)
PB  - Atlantis Press
SP  - 165
EP  - 168
SN  - 2352-5398
UR  - https://doi.org/10.2991/jahp-17.2017.36
DO  - 10.2991/jahp-17.2017.36
ID  - Ding2017/09
ER  -