Proceedings of the 2022 International Conference on Economics, Smart Finance and Contemporary Trade (ESFCT 2022)

Risk Analysis and Effective Countermeasures of Investment Banks

Authors
Mengyang Li1, *
1School of Management, Taiyuan Foreign Language School, Taiyuan, China
*Corresponding author. Email: 1582333530@qq.com
Corresponding Author
Mengyang Li
Available Online 27 December 2022.
DOI
10.2991/978-94-6463-052-7_55How to use a DOI?
Keywords
Securities companies; Investment banking; Risk management; Evasion methods
Abstract

In recent years, China's securities market has maintained a rapid development trend, which has played a significant role in promoting the growth of the national economy. But at the same time, there are a series of major problems in the securities market, such as market manipulation, letter violations and so on, which not only damage the interests of investors, but also disturb the order of the securities market. As the main participants, securities companies are facing an increasingly complex development situation. The important business of securities companies is investment banking business. During the COVID-19 epidemic, the global economy was depressed. If we can’t do a good job in risk management, securities companies will have significant operational risks. Therefore, securities companies need to further improve the investment banking business risk management mechanism, scientific management and prevention of investment banking business risks, so as to enhance their comprehensive competitiveness. Based on this, this paper analyzes and studies the risk management of investment banking business of securities companies.

Copyright
© 2022 The Author(s)
Open Access
Open Access This chapter is licensed under the terms of the Creative Commons Attribution-NonCommercial 4.0 International License (http://creativecommons.org/licenses/by-nc/4.0/), which permits any noncommercial use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license and indicate if changes were made.

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Volume Title
Proceedings of the 2022 International Conference on Economics, Smart Finance and Contemporary Trade (ESFCT 2022)
Series
Advances in Economics, Business and Management Research
Publication Date
27 December 2022
ISBN
978-94-6463-052-7
ISSN
2352-5428
DOI
10.2991/978-94-6463-052-7_55How to use a DOI?
Copyright
© 2022 The Author(s)
Open Access
Open Access This chapter is licensed under the terms of the Creative Commons Attribution-NonCommercial 4.0 International License (http://creativecommons.org/licenses/by-nc/4.0/), which permits any noncommercial use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license and indicate if changes were made.

Cite this article

TY  - CONF
AU  - Mengyang Li
PY  - 2022
DA  - 2022/12/27
TI  - Risk Analysis and Effective Countermeasures of Investment Banks
BT  - Proceedings of the 2022 International Conference on Economics, Smart Finance and Contemporary Trade (ESFCT 2022)
PB  - Atlantis Press
SP  - 468
EP  - 475
SN  - 2352-5428
UR  - https://doi.org/10.2991/978-94-6463-052-7_55
DO  - 10.2991/978-94-6463-052-7_55
ID  - Li2022
ER  -